Head of Compliance

Legal & Compliance New York Full-time

About the Role

Lead regulatory compliance as we scale our platform.

Requirements

  • 10+ years compliance experience in fintech
  • Deep knowledge of SEC regulations
  • Experience with investment advisor compliance
  • JD or relevant advanced degree preferred

What We Offer

  • Competitive salary and meaningful equity
  • Comprehensive health, dental, and vision insurance
  • Flexible PTO and remote work options
  • $2,000 annual learning & development budget
  • Home office setup allowance
  • 401(k) with company match